PORTFOLIO MANAGEMENT FEES

Portfolio Management is fee-based and commissions are never charged. Fees are as follows.

Assets Under Management Annual Fee Quarterly Fee
$0 to $250,000 1.75% 0.4375%
$250,001 to $500,000 1.50% 0.375%
$500,001 to $1 Million 1.25% 0.3125%
$1 Million to $5Million 1.00% 0.25%
$5 Million to $10 Million 0.90% 0.225%
$10Million to $20 Million 0.75% 0.1875%
$20 Million and Greater 0.50% 0.125%

This annual fee shall be pro-rated and paid in advance on a quarterly basis. No increase in the annual fee shall be effective without prior written notification to the client. Clients are responsible for custodial fees and transaction costs.

Fees will be automatically deducted from the account. Clients will be provided with a quarterly statement reflecting deduction of the advisory fee.

In addition to Adviser’s annual investment management fee, the client may also incur certain charges imposed by unaffiliated third parties. Such charges include, but are not limited to, custodial fees, brokerage commissions, transaction fees, charges imposed directly by a mutual fund, index fund, or exchange traded fund purchased for the account which shall be disclosed in the funds prospectus (i.e., fund management fees and other fund expenses), wire transfer fees and other fees and taxes on brokerage accounts and securities transactions.

Financial Planning Fees

Additional Information About Fees